Cathay ETFs

ETF Day Close Price

ETF Name Date Value Change

00636 TT	09/21	NAV 18.81	0.63
		Price 18.50	0.45

00655L TT	09/21	NAV 27.71	1.99
		Price 26.89	1.32

00656R TT	09/21	NAV 13.78	0.57
		Price 14.01	0.38

00657 TT	09/21	NAV 29.32	0.23
		Price 29.45	0.37

00658L TT	09/21	NAV 40.41	0.80
		Price 40.57	0.66

00659R TT	09/21	NAV 11.79	0.14
		Price 11.77	0.12

00663L TT	09/21	NAV 37.43	0.84
		Price 37.38	0.84

00664R TT	09/21	NAV 13.57	0.16
		Price 13.58	0.14

00668 TT	09/20	NAV 28.58	0.27
		Price 28.17	0.24

00669R TT	09/20	NAV 12.76	0.13
		Price 12.90	0.09

00687B TT	09/20	NAV 38.5303	0.16
		Price 38.57	0.12

00688L TT	09/20	NAV 18.3421	0.15
		Price 18.32	0.09

00689R TT	09/20	NAV 20.0323	0.08
		Price 19.90	0.05

00701 TT	09/21	NAV 22.83	0.21
		Price 22.85	0.21

00702 TT	09/20	NAV 21.24	0.14
		Price 21.08	0.06

00725B TT	09/20	NAV 39.9052	0.28
		Price 39.94	0.10

00727B TT	09/20	NAV 43.6670	0.00
		Price 43.76	0.05

00726B TT	09/20	NAV 41.1634	0.08
		Price 40.96	0.10

00732 TT	09/20	NAV 38.8582	0.04
		Price 38.88	0.03

00735 TT	09/21	NAV 19.61	0.05
		Price 19.54	0.07

00736 TT	09/20	NAV 19.16	0.14
		Price 18.90	0.07

00737 TT	09/20	NAV 21.98	0.07
		Price 21.90	0.03

00743 TT	09/21	NAV 19.20	0.44
		Price 19.13	0.46

00744B TT	09/20	NAV 39.9568	0.02
		Price 40.11	0.05

Index Name Date Value Change

FTSE China A50 Index

09/21

11755.58

419.40

China A50 daily 2X Indicative Index

09/21

5957.94

410.48

China A50 daily -1X Indicative Index

09/21

6415.07

246.46

Nikkei 225 Index

09/21

23869.93

195.00

FTSE Japan Daily leveraged 2X Index

09/21

43081.40

735.54

FTSE Japan Daily inverse Index

09/21

2887.89

25.34

TAIEX Leveraged 2X Index

09/21

17221.33

436.99

TAIEX Inverse -1X Index

09/21

7123.84

93.96

Dow Jones Industrial Average Index

09/20

26656.98

251.22

Dow Jones Industrial Average PR Inverse Carry-free Daily Index

09/20

2566.59

24.65

Bloomberg Barclays U.S. Treasury 20+ Year Index

09/20

640.18

2.53

Cathay US Treasury 20+ YR Lev 2X ETF

09/20

136.37

1.07

Cathay US Treasury 20+ YR Inv 1X ETF

09/20

7268.75

28.92

TIP TAIEX+ Low Volatility Select 30 ETF

09/21

6065.80

54.83

S&P 500 Low Volatility High Dividend Index

09/20

7033.13

43.53

Bloomberg Barclays BBB Corporate bond Index

09/20

220.22

1.48

Bloomberg Barclays HY1-5Yr Index

09/20

135.23

0.05

Bloomberg Barclays EM IG Index

09/20

153.64

0.31

FTSE Chinese Gov and Policy Bank Bond 0-1Y Index

09/20

116.03

0.00

Korea/Taiwan IT Premier Index

09/21

1627.33

4.47

FTSE Emerging Markets China A Inclusion Index

09/20

1469.92

6.75

Nasdaq CTA Artificial Intelligence and Robotics Index

09/20

1133.81

4.61

FTSE China A150 Index

09/21

12925.11

246.65

FTSE Chinese Policy Bank Bond 5+ Years Index

09/20

138.82

0.00

Cathay ETF Series

On-shore ETF

Off-shore ETF

Leveraged & Inverse ETF

Fixed Income ETF